In accordance with the Financial Advisers Act 2008, provisions of the Securities Markets Act 1988 and the Securities Markets (Investment Advisers and Brokers) Regulations 2007 this Disclosure Statement provides you with information and answers to questions about me. It provides details about:
- The services I can provide;
- How I operate my business;
- My qualifications as an financial adviser;
- How I am remunerated.
Financial Adviser Disclosure Statement
- Name: George James (Bill) BOYD
- Address: 315A Broadway Avenue, Palmerston North
- Telephone Number: 06 354 6044
- Fax Number : 06 354 6045
- Email Address: firstname.lastname@example.org
This disclosure statement was updated on 13.06.2014
It is important that you read this document
This information will help you to choose a financial adviser that best suits your needs. It will also provide some useful information about the financial adviser you choose.
What sort of adviser am I?
I am a registered, but not authorized, financial adviser.
I can give you advice about insurance products, which may include domestic, commercial and farm insurances and mortgages as defined in the Financial Advisers Act 2008.
I can also advice you on a renewal variation of the terms and conditions of any existing insurance product.
What should you do if something goes wrong?
If you have a problem, concern, or complaint about any part of my service, please tell me so that I can try to fix the problem.
You may contact the internal complaints scheme by telephoning 06 354 6044, email: email@example.com
- The Complaints Officer
- Bill Boyd & Associates
- PO Box 2067
- Palmerston North
If we cannot cannot agree on how to fix the issue, or if you decide not to use the internal complaints service, you can contact Financial Services Complaints Limited (FSCL). This service will cost you nothing, and will help us resolve any disagreements.
- Address: PO Box 5967, Lambton Quay, Wellington
- Telephone: 0800 347 257
- Email Address: firstname.lastname@example.org
How am I regulated by the Government?
You can check that I am a registered financial adviser at http://www.fspr.govt.nz.
The Financial Markets Authority regulates financial advisers. Contact the Financial Markets Authority for more information, including financial tips and warnings.
You can report information or complain about my conduct to the Financial Markets Authority, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above (under What should you do if something goes wrong?).
I, George James (Bill) Boyd, declare that, to the best of my knowledge and belief, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers (Disclosure) Regulations 2010.